We help fund, index, and RIA complexes on a variety of important matters which require deep industry experience. We don't consult into the industry, we are the industry.
Recent projects:
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Large RIA, SMA '40 Act Fund conversion
Called on special skills to deeply understand the disparate uses of SMAs vs. Mutual Funds and ETFs and to coordinate proxies, differing costs, advantages, shareholder coordination, and custody comparisons. ​
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Multiple fund servicing contracts
B2B consults on comparisons between major fund servicing companies in the areas of compliance, trading, custody, board involvement, operations, costs, and broad scope.
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Digital security for heightened protocols
Intros and development into traditional fund complexes in an attempt to significantly upgrade and secure account log in and protection. Example: upgrade to passkey level security standard TradFi UN/PW/2FA.
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'40 Act Fund development
How to. Complete overview of fund creation, fund servicing requirements, custody options, transfer agent reviews, board creation, 15-c requirements, striking an NAV, distribution, trading, and compliance.
